Unravelled: Raising capital, raising standards: managing conflicts of interest in sell-side research and corporate advisory

ASIC continues its mission to enhance the regulation of Australia's equity markets, with its recent publication of Consultation Paper 290 on managing conflicts of interest when dealing with sell-side research and corporate advisory. The proposed amendments will primarily target investment banks and corporate advisers in the IPO and capital raising process.

from Allens Banking & Finance publications http://www.allens.com.au/pubs/fsr/170706-unravelled-03.htm